Expert answer:Apply: Regulatory Compliance and Protection of Inv

Solved by verified expert:Resources: Four agencies: U.S. Securities and Exchange Commission (SEC), U.S. Environmental Protection Agency (U.S. EPA), Occupational Safety and Health Administration (OSHA), and U.S. Consumer Product Safety Commission (CPSC).Scenario: Your solar panel manufacturing and installation company, Solar Co. Inc., is in the process of “going public,” has underwritten its Initial Public Offering (IPO), and filed its registration statement with the U.S. Securities and Exchange Commission. Your current executive team has asked you to create a plan ensuring compliance with a variety of regulations that will apply to Solar Co. as the company goes public and continues to expand.Write a discussion in no more than 175 words about each of the four federal agencies provided above including the following:Explain the role and function of the agency.Identify at least two significant regulations enforced by each agency relevant to Solar Co.’s business (totaling eight regulations).Provide recommendations for Solar Co. to ensure compliance with each of the regulations including specific action items to be taken by employees and management.Click the Assignment Files tab to submit your assignment.
apply__regulatory_compliance_and_protection_of_investors_and_consumers___assessment_activity___week6___law_531___ecampus.pdf

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9/21/2018
Apply: Regulatory Compliance and Protection of Investors and Consumers – Assessment Activity – Week6 – LAW/531 – eCampus
LAW/531 » Assignment
Class Home
Week1
Due Sep 24, 11:59 PM
US/Arizona Time: Sep 21, 2018, 6:23 AM
Week2
Not Submitted
Week3
POINTS 10
Week4
Week5
Week6
LAW/531 (MBBF1OBQW4)
Full Syllabus
Paper
6.1
6.2
Apply: Regulatory Compliance and Protection of Investors and Consumers
Instructions
Assignment Files
Grading
Rubric
1. LAW/531: Regulatory Compliance and Protection of Investors and Consumers (100%
of total points)
1. Explain Role and Function of Selected Agencies (30%)
Does Not Meet
Expectations
Approaches
Expectations
Did not explain the role and
function of the selected agencies.
Specific details to support the
explanation are missing or
incomplete and quality is poor.
Partially explained the role and
function of the selected agencies
but failed to discuss one or more of
the agencies, or the specific details
to support the explanation are
incomplete. Quality is below
average.
Meets Expectations
Exceeds Expectations
Adequately explained the role and
function of the selected agencies.
Specific details to support the
explanation are complete and
quality is acceptable.
Thoroughly explained the role and
function of the selected agencies.
Specific details to support the
explanation are complete and
concise and quality is exceptional.
2. Identification of Regulations Relevant to Solar Co.’s Business (30%)
Does Not Meet
Expectations
Approaches
Expectations
Did not identify the required number
of significant regulations enforced
by each agency that are relevant to
Solar Co.’s business. Specific
details to support the analysis are
missing or incomplete and quality is
poor.
Attempted to identify significant
regulations enforced by each
agency that are relevant to Solar
Co.’s business but failed to identify
the required number of regulations,
or the specific details to support the
explanation were incomplete.
Quality is below average.
Meets Expectations
Exceeds Expectations
Adequately identified and discussed
the required number of significant
regulations enforced by each
agency that are relevant to Solar
Co.’s business. Specific details to
support the analysis are complete
and quality is acceptable.
Successfully identified the required
number of significant regulations
enforced by each agency that are
relevant to Solar Co.’s business.
Specific details to support the
analysis are complete and concise
and quality is exceptional.
Meets Expectations
Exceeds Expectations
Adequately provided
recommendations for Solar Co. to
ensure compliance with each of the
identified regulations. Adequately
included specific action items that
would be required of employees
and management. Provided a clear,
logical rationale to support the
recommendations. Specific details
to support the rationale are
complete and quality is acceptable.
Skillfully provided specific and
compelling recommendations for
Solar Co. to ensure compliance
with each of the identified
regulations. Provided a
comprehensive description of
specific action items that would be
required of employees and
management. Provided a clear,
logical rationale to support the
recommendations. Specific details
to support the rationale are
complete and concise and quality is
exceptional.
Meets Expectations
Exceeds Expectations
Assignment is generally organized
in a logical and coherent manner.
Few errors in grammar and
spelling.
Assignment is fully organized in a
logical and coherent manner. Few
to no errors in grammar and
spelling.
3. Recommendations to Ensure Regulatory Compliance (30%)
Does Not Meet
Expectations
Approaches
Expectations
Did not provide recommendations
for Solar Co. to ensure compliance
with each of the identified
regulations. Did not include specific
action items that would be required
of employees and management.
Specific details to support the
rationale are missing or incomplete
and quality is poor.
Attempted to provide
recommendations for Solar Co. to
ensure compliance with each of the
identified regulations, but the
rationale was incomplete or unclear.
Attempted to include specific action
items that would be required of
employees and management, but
the description was vague. Overall,
specific details to support the
rationale are incomplete and quality
is below average.
4. Mechanics (10%)
Does Not Meet
Expectations
Approaches
Expectations
Assignment is organized in a logical
or coherent manner but not both.
Multiple errors in grammar and
spelling.
Assignment is generally organized
in a logical and coherent manner.
Several errors in grammar and
spelling.
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9/21/2018
Apply: Regulatory Compliance and Protection of Investors and Consumers – Assessment Activity – Week6 – LAW/531 – eCampus
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